-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GxAGg/a/citn01Hr5UiaYymOJxFHZ8OJdwrvM3effRMXYkE3FJpWx7w2JNm299dO DMdQ0IsY2bjg72LzASqU8Q== 0001193125-11-032809.txt : 20110211 0001193125-11-032809.hdr.sgml : 20110211 20110211162517 ACCESSION NUMBER: 0001193125-11-032809 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Plank J Scott CENTRAL INDEX KEY: 0001344671 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: UNDER ARMOUR INC STREET 2: 1020 HULL STREET CITY: BALTIMORE STATE: MD ZIP: 21230 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Under Armour, Inc. CENTRAL INDEX KEY: 0001336917 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 521990078 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81178 FILM NUMBER: 11599467 BUSINESS ADDRESS: STREET 1: 1020 HULL STREET STREET 2: 3RD FLOOR CITY: BALTIMORE STATE: MD ZIP: 21230 BUSINESS PHONE: 410-454-6428 MAIL ADDRESS: STREET 1: 1020 HULL STREET STREET 2: 3RD FLOOR CITY: BALTIMORE STATE: MD ZIP: 21230 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 3 TO SCHEDULE 13G Amendment No. 3 to Schedule 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2

Under the Securities Exchange Act of 1934

(Amendment No. 3)1

 

 

 

Under Armour, Inc.

(Name of Issuer)

 

 

 

Class A Common Stock, $0.0003  1/3 par value per share

(Title of Class of Securities)

 

904 311 107

(CUSIP Number)

 

December 31, 2010

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

1  

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13G

 

 

CUSIP No. 904 311 107

 

  

Page 2 of 5 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

J. Scott Plank

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

    2,521,842

   6   

SHARED VOTING POWER

 

    0

   7   

SOLE DISPOSITIVE POWER

 

    2,521,842

   8   

SHARED DISPOSITIVE POWER

 

    0

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    2,521,842

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    6.5%

12

 

TYPE OF REPORTING PERSON (See Instructions)

 

    IN

 


CUSIP No. 904 311 107   SCHEDULE 13G   Page 3 of 5 Pages

 

Item 1  

(a)

   Name of Issuer:      
     The name of the issuer is Under Armour, Inc., a Maryland corporation (the “Issuer”).      
Item 1  

(b)

   Address of Issuer’s Principal Executive Offices:      
     The principal executive office and mailing address of the Issuer is 1020 Hull Street, Baltimore, MD 21230.      
Item 2  

(a)

   Name of Person Filing:      
     The name of the person filing this statement is J. Scott Plank (the “Reporting Person”).      
Item 2  

(b)

   Address of Principal Business Office:      
     The Reporting Person’s principal business address is c/o Under Armour, Inc., 1020 Hull Street, Baltimore, MD 21230.      
Item 2  

(c)

   Citizenship:      
     The Reporting Person is a United States citizen.      

Item 2

 

(d)

   Title of Class of Securities:      
     This Schedule 13G relates to the Class A Common Stock, par value $0.0003 1/3 (the “Common Stock”).      

Item 2

 

(e)

   CUSIP Number:      
     The CUSIP Number of the Common Stock is 904 311 107.      
Item 3   If This Statement is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a:   
  N/A   


CUSIP No. 904 311 107   SCHEDULE 13G   Page 4 of 5 Pages

 

Item 4    Ownership.      
   Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.      
   (a)    Amount beneficially owned: 2,521,842.2      
   (b)    Percent of class: 6.5%.3      
   (c)    Number of shares as to which the person has:      
      (i)    Sole power to vote or to direct the vote: 2,521,842.      
      (ii)    Shared power to vote or to direct the vote: 0.      
      (iii)    Sole power to dispose or to direct the disposition of: 2,521,842.      
      (iv)    Shared power to dispose or to direct the disposition of: 0.      
Item 5    Ownership of Five Percent or Less of a Class.   
   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ¨.   
Item 6    Ownership of More than Five Percent on Behalf of Another Person.      
   N/A      
Item 7    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
   N/A
Item 8    Identification and Classification of Members of the Group.      
   N/A      
Item 9    Notice of Dissolution of Group.      
   N/A      
Item 10    Certifications.      
   N/A      

 

2

The number and percentage of shares of the Common Stock shown as beneficially owned by the Reporting Person represent: (i) 1,890,496 shares held by the Reporting Person directly or through a grantor retained annuity trust, (ii) 506,346 shares held by JSDM Family LLC and 100,000 shares held by JS DM II LLC, each a limited liability company for which the Reporting Person is the managing member and (iii) 25,000 shares held by the Reporting Person’s charitable foundation.

3

The percent of class figure does not take into account 12,500,000 shares of outstanding Class B Common Stock of the Issuer, beneficially owned as of December 31, 2010 by Kevin A. Plank, the Issuer’s President, Chairman and Chief Executive Officer. These shares of Class B Common Stock may be converted at the option of the holder of those shares into shares of the Issuer’s Class A Common Stock. Assuming such a conversion, the Reporting Person’s holdings would represent approximately 4.9% of the Issuer’s Class A Common Stock.


CUSIP No. 904 311 107   SCHEDULE 13G   Page 5 of 5 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

February 11, 2011

 
  (Date)  
 

/s/ J. Scott Plank

 
  (Signature)  
 

J. Scott Plank

 
  (Name/Title)  
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